What You Should Expect From Constant Guidance Financial and Interactive Brokers

• We are in business to help you achieve your financial goals. We take a personalized approach to financial planning and investment management. After we determine your personal situation, needs, wishes, and goals, we tailor a personalized portfolio that consists of exchange traded funds, stocks, bonds, and cash.
• You will have only one single point of contact. There is no churning of who will manage your account and who you will speak too.  Your account will never be handed off to other team members like other brokers. As a Certified Financial Planner™ and CFA, I will always service your account and assist you with both financial planning and managing your portfolio.
• Your portfolio is globally diversified and we continuously assess risks and will adjust your portfolio accordingly to changes in our expectations and any changes to your personal circumstances.
• You will receive the highest level of client service which is truly personal. There is always an open line of communication and your account is handled by the founder and wealth manager of Constant Guidance Financial. Your account is not handed off to a rookie advisor. You can gain comfort that your financial plan is created by a Certified Financial Planner™ and your investments are managed by an investment professional that is Chartered Financial Analyst (CFA) designee with 17 years of experience.
• You can gain additional comfort and security that your accounts are held at an established, secure institution that specializes in custody of assets, and has been rewarded as the best online broker for the fourth consecutive year by Barron’s Magazine in 2015¹. Interactive Brokers Group²and its affiliates’ equity capital exceeds $5 billion.³ They are the largest US electronic broker based on daily average revenue trades executing 633,000 trades per day.⁴
• Your portfolio is accessible to you anytime online or through your mobile device. We also update you monthly on the progress of your portfolio.
• We are active on social media and communicate regularly with our clients.
• You will receive a weekly commentary with market updates or other financial topics that help to educate and keep you informed.

1. Interactive Brokers was ranked with the highest total score for the fourth year in a row, according to Barron’s “How Secure Is Your Securities Portfolio” – March 9, 2015. Criteria included Trading Experience and Technology, Usability, Mobile, Range of Offerings, Research Amenities, Portfolio Analysis & Report, Customer Service & Education, and Costs. Barron’s is a registered trademark of Dow Jones & Company, Inc.
2. Includes Interactive Brokers Group and predecessor companies.
3. Includes Interactive Brokers Group and its affiliates.
4. February 2015 Results.

Interactive Brokers LLC is a registered Broker-Dealer, Futures Commission Merchant and Forex Dealer Member, regulated by the U.S. Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA), and is a member of the Financial Industry Regulatory Authority (FINRA) and several other self-regulatory organizations. Interactive Brokers is not affiliated with and does not endorse or recommend any introducing brokers or financial advisors, including Constant Guidance Financial LLC. Interactive Brokers provides execution and clearing services to customers of Constant Guidance Financial LLC. For more information regarding Interactive Brokers, please visit www.interactivebrokers.com.