Helping you to understand your responsibilities as a plan fiduciary and offering investment selection and monitoring.

My role as independent retirement plan consultants enables me to:

Educate

  • Provide your plan participants with the investment guidance to make them feel
    confident about their investment decisions as they pursue their goals.
  • I will work with the plan participants individually to determine their unique
    investment objectives, risk profile, and time horizon.

Design Plan

  • I take the time to understand your goals, administrative needs, and objectives to design or enhance a retirement plan program that will provide your employees with the greatest value.
  • Work with you on employer contribution strategies, eligibility issues,
    and compliance with legislative changes.

Manage Investments

  • Recommend an asset allocation model that is suitable to their risk profile.
  • I provide continuing education to retirement plan participants to make certain
    that they understand performance, expenses, and plan objectives.
  • I follow a formalized process that includes all documentation of investment
    decisions, fund performance, and fund changes.

Follow Plan Compliance

  • I follow a formalized process that includes all documentation of investment
    decisions, fund performance, and fund changes.

Offer Low Plan Expenses

  • I offer full transparency of low cost investment options that have relative low expenses.

Benchmark Fees

  • Ensure that you plan’s fees and expenses are reasonable compared
    to the level and quality of services provided.

I follow the Standards of Care –

  1. Serve as an advocate –
    Act exclusively in the interest of participants and beneficiaries
  2. Serve as a “Prudent Expert” –
    ERISA rules require that plan sponsors possess specific, relevant knowledge, and are liable for documents which it is governed
  3. As your trusted partner – Our primary focus is on helping ensure that your plan delivers the investment options, services, and overall value participants expect.

I have earned the Accredited Investment Fiduciary® (AIF®) designation. This means you can feel confident that his approach is based on:

  • Understands the basis for, and benefits of, fiduciary standards of excellence
  • Identify the legal standards that require fiduciaries to prudently manage investment decisions
  • Best practices and the fiduciary role
  • A commitment to standards of investment fiduciary excellence

 

My goal is to provide you fiduciary consulting services when developing, implementing, and monitoring an efficient retirement plan package for your participants.  We will always demonstrate prudence in our investment decisions. At all times, I maintain compliance with ERISA and with the Universal Fiduciary Standards of Care.